The HKSI LE Paper 1 Exam comprises of 60 questions, time given is 90 minutes and the passing score is 70%.
HKSI Paper 1
(Set B)
HKD 188
60 Questions
3 Apr 2025
HKSI Paper 1 Exam Question
The disclosures of interest under the SFO is for all of the following purposes except:
a) To enable those investing in listed corporations to obtain relevant information on a timely basis so they can make informed investment decisions
b) To enable substantial shareholders to obtain relevant information on a timely basis so they can make informed investment decisions
c) To identify the persons who control, or are in a position to control, interests in shares in listed corporations, and
d) To identify those who may benefit from transactions involving associated corporations of listed corporations.
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HKSI Paper 1
Add to cart HKD 188
(Set A)60 Questions
3 Apr 2025
HKSI Paper 1 Exam Question
Under which of the following situations is information able to be disclosed under the Securities and Futures Ordinance (SFO)?a) When the Securities and Futures Commission is exercising any of its powers under the SFO.
b) When a person receives a Notice of Proposed Disciplinary Action.
c) When information is disclosed to a person who receives a direction under any section of the SFO.
d) When information is disclosed to a person who receives an informal request for information relating to transactions in securities.
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HKSI Paper 7
Add to cart HKD 188
(Set A)60 Questions
3 Apr 2025
HKSI Paper 7 Exam Question
If the interest rate of a debt security issued by a company is higher than the benchmark rate of a HK government bond, it will sell at a:a) discount
b) premium
c) parity value to the government bond
d) price dictated by the government
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HKSI Paper 12
Add to cart HKD 128
(Set B)40 Questions
3 Apr 2025
HKSI Paper 12 Exam Question
The risk free-rate is 3% and the Hang Seng Index is expected to return 7% next year. You are interested in determining the return of Aliba Group Holdings stock next year. You have determined that its beta value is 1.5. What is the expected return of Aliba Group Holdings stock?a) 9%
b) 10%
c) 11%
d) 12%
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HKSI Paper 7
Add to cart HKD 188
(Set B)60 Questions
3 Apr 2025
HKSI Paper 7 Exam Question
HKM Corporation issues a 5-year convertible bond of HKD1,000 par value with a coupon of 5%. The conversion ratio is 25. After 5 years, the stock price climbs to HKD50. What is the maximum net profit an investor can make per convertible bond he owns?a) HKD250
b) HKD500
c) HKD1,000
d) HKD1,500